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DOT — SBIR/STTR competition data

Data through FY2025

How to read these numbers

Phase I selection rate — out of everyone who applied, the percent that won. This one is reported by the SBA in its annual reports; we don't compute it.

Phase I→II conversion — out of the companies that already won a Phase I, the percent that later won the bigger Phase II. We compute this from linked award records.

Worked example. DOT's 6.1% selection and 64% conversion means about 6 in 100 applicants win a Phase I, and 64% of those go on to win a Phase II — so roughly 4 in 100 applicants end up with a Phase II.

The two awards are very different sizes. Phase I is the small proof-of-concept award; Phase II is the larger build award (at DOT, a median $200k against $999k in FY2025). Winning a Phase I is the cheap half of the story.

Phase I selection rate (real applications data) 6.1%

196 proposals → 12 awards. SBA SBIR/STTR Annual Report FY2022 (latest published edition; SBA lags ~2 years).

Phase I→II conversion (computed) 64%

2020 Phase I cohort: 21 of 33 won a linked Phase II within 3 years.

Who wins (FY2025) 18% to firms with 5+ prior awards

49% to first-time winners · n=45 awards.

Awards and typical amounts

FYAwardsPhase IPhase IIMedian Phase IMedian Phase II
202138 1919 $150k$500k
202229 1217 $176k$500k
202323 1211 $150k$992k
202440 2614 $200k$500k
202545 2817 $200k$999k

Phase I→II conversion by cohort

Phase I cohortPhase I awardsLinked Phase II Conversion
202033 21 64%
201535 13 37%
200138 16 42%

First-timers vs incumbents (Phase I only)

FYPhase I awardsFirst-time winners1–4 prior5+ prior
202528 79% 11% 11%
202426 62% 35% 4%
202312 42% 42% 17%
202212 75% 25% 0%
202119 63% 26% 11%

Most-awarded firms (last 5 FYs)

CompanyAwardsTotal obligations
NEWPORT SENSORS INC6$2.5M
AIWAYSION INC6$1.7M
Design Interactive, LLC6$3.7M
CREARE LLC6$3.6M
OCEANIT LABORATORIES INC4$1.8M
Integrated Solutions for Systems, Inc.4$1.3M
TDA RESEARCH, INC.4$1.8M
PROTECTION ENGINEERING CONSULTANTS LLC4$900k
INTERNATIONAL ELECTRONIC MACHINES CORPORATION3$849k
HAAS, INC3$1.4M

Search DOT awards by topic code →

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Sources and caveats (the honest part)

Sourced vs computed: Phase I/II selection rates (applications → awards) come from the SBA's SBIR/STTR Annual Report — FY2022 is the latest published edition, and SBA itself calls the rates estimates because proposal cohorts span fiscal years. Phase I→II conversion and first-timer shares are computed by us from sbir.gov's public award records. Linked by firm + agency + topic code where topic codes carry (suffix-tolerant for DOE's phase renumbering), with a title-similarity fallback elsewhere. 70% of links match on topic, 30% on title; each pair's match_tier is in the downloadable CSV, so you can recompute under stricter rules. Firms are identified by federal UEI where available (99.5% of 2025 awards, down to 54% for 2001), with a normalized-name fallback for older records.

Fast-track and Direct-to-Phase-II: no agency publishes a fast-track flag, so we derive it — HHS/NIH: a Phase I record carrying a Phase II activity code (R44/R42/U44) plus its linked Phase II; NSF: the 2024 Fast-Track pilot solicitation (NSF 24-582). Where fast-track exists, conversion is shown both organic (fast-tracks excluded) and all-inclusive, because a fast-track Phase II was committed at award time, not competed. DoD's Direct-to-Phase-II share is different in kind: there is no marker at all, so our number is an inference (Phase IIs with no same-firm DoD Phase I in the prior 3 years), always labeled an estimate and kept visually separate from measured stats.

What nobody publishes: per-topic application counts are published by no one — not the agencies, and not the $500–$42,000-a-year intelligence platforms either; the data simply isn't public. Any per-topic number on this site is award-side only (who won, how often winners repeat), never your odds of selection.

Sources: sbir.gov award data · SBA FY22 Annual Report. Free to use; verify anything critical against the originals.